Philip B. Schwartz
Akerman Senterfitt One Southeast Third Avenue 25th Floor Miami, Florida 33131 Tel: 305.374.5600 Fax: 305.374.5095 |
August 28, 2012
Securities and Exchange Commission
Division of Corporation Finance
100 F. Street, N.E.
Washington, DC 20549
Attn: Jeffrey Riedler, Assistant Director
Re: | Catalyst Pharmaceutical Partners, Inc. |
Post-Effective Amendment No. 5 on Form S-3 to
Registration Statement on Form S-1
File No. 333-180617
Dear Mr. Riedler:
We are responding to your letter, dated August 23, 2012 (the Letter), to Patrick J. McEnany, Chief Executive Officer of Catalyst Pharmaceutical Partners, Inc. (the Company). The following responses are made on the Companys behalf:
Incorporation by Reference, Page 31
1. | Please amend this filing to include the Current Report on Form 8-K you filed on August 15, 2012 among the documents you are incorporating by reference. |
Companys Response
The Company has filed Post-Effective Amendment No. 5 on Form S-3 to its Registration Statement on Form S-1 to incorporate the Current Report on 8-K filed on August 15, 2012 by reference into the Registration Statement.
Recent Activities
On August 28, 2012, the Company entered into subscription agreements with investors who agreed to purchase an aggregate of 4,000,000 shares of the Companys common stock and common stock purchase warrants to purchase an aggregate of 1,200,000 shares of the Companys common stock for a combined purchase price of $1.50 per share and corresponding warrant, or an aggregate of $6 million in gross proceeds. The shares and warrants offered in this registered direct public offering were registered for sale under the Companys Registration Statement on Form S-3 (File No. 333-170945) which became effective on December 15, 2010. A prospectus supplement with respect to this registered direct public offering was filed earlier today, along with a Form 8-K (which included as exhibits copies of the pertinent agreements relating to this offering).
akerman.com
BOCA RATON DALLAS DENVER FORT LAUDERDALE JACKSONVILLE LAS VEGAS LOS ANGELES MADISON MIAMI NAPLES NEW YORK ORLANDO PALM BEACH SALT LAKE CITY TALLAHASSEE TAMPA TYSONS CORNER WASHINGTON, D.C. WEST PALM BEACH
Securities and Exchange Commission
August 28, 2012
Page 2
This Post-Effective Amendment No. 5 on Form S-3 to Form S-1 Registration Statement (File No. 333-180617) has been updated to report on the Companys August 28, 2012 registered direct public offering. There are also changes made throughout this Post-Effective Amendment No. 5 to reflect the impact of todays registered direct public offering on the Company.
* * *
The Company acknowledges that:
| should the Commission or staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing; |
| the action of the Commission or staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and |
| the Company may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. |
We look forward to hearing back from you regarding this response. If you have any questions, please feel free to give me a call.
Sincerely,
/s/ Philip. B. Schwartz
Philip B. Schwartz